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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-21 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Utica, NY • United States
2113 Genesee St, Utica, NY 13501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Francis De Sales Catholic Church | Herkimer | NY | 06/2016 | 08/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2023 | 07/2024 |
| Mohawk Valley Community College | Utica | NY | 08/2020 | 05/2022 |
| Suny Binghamton University | Binghamton | NY | 08/2022 | 05/2024 |
| Herkimer Junior/Senior High School | Little Falls | NY | 06/2013 | 06/2020 |
| J. Tyler Wealth Management | New Hartford | NY | 07/2024 | 06/2025 |
| Northwestern Mutual Investment Services Llc | New Hartford | NY | 08/2024 | 06/2025 |
| Advanced Group Financial Services | Utica | NY | 09/2025 | 07/2026 |
| Commonwealth Financial Network | Waltham | MA | 09/2025 | 07/2026 |
| Kestra Investment Services, Llc | Utica | NY | 08/2026 | Present |
| Kestra Advisory Services, Llc | Utica | NY | 08/2026 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/19/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CORNERSTONE PLANNING GROUP POSITION: Client Service Associate NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/19/2026 ADDRESS: 2113 Genesee St, Utica NY 13501, United States DESCRIPTION: Advisory Operations -Assist with trading and rebalancing in advisor managed accounts -Review AMP accounts and monitor cash levels -Update advisory spreadsheet to add and change monthly distribution info -RMD reporting, processing, and tracking Client Services -Shadow lead advisor on review meetings -Update notes, log info, and review meeting tasks -Create tasks and assist with tracking processing and new business post-meeting Secondary Tasks: -Provide backup support for scheduling and client event planning -Provide backup support for operations -Provide backup support for investment-related inquiries if lead advisor is unavailable
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
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