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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-10 |
Branch Locations
4888 San Felipe Rd Ste 1, San Jose, CA 95135 • United States
50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Sunnyvale | CA | 03/2023 | 09/2024 |
| Hoa Sen Group | Ho Chi Minh | 12/2020 | 03/2022 | |
| Unemployed | Binh Duong | 04/2022 | 09/2022 | |
| Unemployed | San Jose | CA | 09/2022 | 02/2023 |
| Diamond Mattress Group | Ho Chi Minh | 09/2020 | 12/2020 | |
| Oregon State University | Corvallis | OR | 10/2017 | 12/2019 |
| Unemployed | Binh Duong | 12/2019 | 07/2020 | |
| Oregon State University | Corvallis | OR | 09/2017 | 12/2019 |
| De Anza College | Cupertino | CA | 09/2015 | 06/2017 |
| Fidelity Investments | Sunnyvale | CA | 10/2024 | 06/2026 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 06/2026 | Present |
| Wells Fargo Bank, Na | San Jose | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-28 |
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