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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-10
  • CA RA
    APPROVED
    Since 2026-07-10

Branch Locations

4888 San Felipe Rd Ste 1, San Jose, CA 95135 • United States

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Sunnyvale CA 03/2023 09/2024
Hoa Sen Group Ho Chi Minh 12/2020 03/2022
Unemployed Binh Duong 04/2022 09/2022
Unemployed San Jose CA 09/2022 02/2023
Diamond Mattress Group Ho Chi Minh 09/2020 12/2020
Oregon State University Corvallis OR 10/2017 12/2019
Unemployed Binh Duong 12/2019 07/2020
Oregon State University Corvallis OR 09/2017 12/2019
De Anza College Cupertino CA 09/2015 06/2017
Fidelity Investments Sunnyvale CA 10/2024 06/2026
Wells Fargo Clearing Services, Llc San Jose CA 06/2026 Present
Wells Fargo Bank, Na San Jose CA 06/2026 Present
  • 03/2023 → 09/2024
    Fidelity Investments
    Sunnyvale, CA
  • 12/2020 → 03/2022
    Hoa Sen Group
    Ho Chi Minh
  • 04/2022 → 09/2022
    Unemployed
    Binh Duong
  • 09/2022 → 02/2023
    Unemployed
    San Jose, CA
  • 09/2020 → 12/2020
    Diamond Mattress Group
    Ho Chi Minh
  • 10/2017 → 12/2019
    Oregon State University
    Corvallis, OR
  • 12/2019 → 07/2020
    Unemployed
    Binh Duong
  • 09/2017 → 12/2019
    Oregon State University
    Corvallis, OR
  • 09/2015 → 06/2017
    De Anza College
    Cupertino, CA
  • 10/2024 → 06/2026
    Fidelity Investments
    Sunnyvale, CA
  • 06/2026 → Present
    San Jose, CA
  • 06/2026 → Present
    Wells Fargo Bank, Na
    San Jose, CA
Previous Registrations
  • 2025-03-31 → 2026-06-22
    Sunnyvale, CA
    San Jose, CA
    Boston, MA
  • 2024-11-29 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Sunnyvale, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-28
  • S66 Uniform Combined State Law Examination
    2023-07-28
Other Names
  • Linh Tue Nguyen
  • Linh Tue Tue Nguyen

View on SEC IAPD

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