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Liam Clayton Huggins

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-05-30
TX RA APPROVED 2023-05-30
  • CA RA
    APPROVED
    Since 2023-05-30
  • TX RA
    APPROVED
    Since 2023-05-30

Branch Locations

2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2022 Present
Top's Liquor Tempe AZ 10/2022 12/2022
Trader Joe's Tempe AZ 08/2018 09/2022
Culver's Tempe AZ 01/2018 09/2018
Arizona State University Tempe AZ 08/2018 07/2022
Unemployed Tempe AZ 01/2013 12/2017
Bank Of America, N.A. Chandler AZ 04/2023 Present
  • 12/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 10/2022 → 12/2022
    Top's Liquor
    Tempe, AZ
  • 08/2018 → 09/2022
    Trader Joe's
    Tempe, AZ
  • 01/2018 → 09/2018
    Culver's
    Tempe, AZ
  • 08/2018 → 07/2022
    Arizona State University
    Tempe, AZ
  • 01/2013 → 12/2017
    Unemployed
    Tempe, AZ
  • 04/2023 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-26
  • S66 Uniform Combined State Law Examination
    2023-05-26

View on SEC IAPD

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Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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