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Su Tan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-05-15
TX RA APPROVED 2024-05-15
MD RA APPROVED 2024-03-19
  • DC RA
    APPROVED
    Since 2024-05-15
  • TX RA
    APPROVED
    Since 2024-05-15
  • MD RA
    APPROVED
    Since 2024-03-19

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 11/2022 Present
Aw Education International Shanghai 09/2019 10/2022
Self-Employment Shanghai 02/2017 08/2019
Education Shanghai 12/2015 01/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-16
  • S66 Uniform Combined State Law Examination
    2024-03-16

View on SEC IAPD

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