Matthew Ray Holland

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 12/2022
  Self-Employed
  Nashville, TN
• 04/2016 → 11/2017
  Brett Eldredge
  Nashville, TN
• 05/2018 → 06/2019
  Hudson Moore
  Nashville, TN
• 06/2019 → 03/2020
  Brandon Lay
  Nashville, TN
• 03/2020 → 01/2021
  Starbucks
  Nashville, TN
• 05/2021 → 12/2021
  Carly Pearce
  Nashville, TN
• 02/2022 → 04/2022
  Ugly Mugg
  Nashville, TN
• 04/2022 → 05/2022
  Marriott
  Nashville, TN
• 06/2022 → 12/2022
  Brooklyn Bowl
  Nashville, TN
• 09/2022 → 08/2023
  Midwestern Securities Trading Company Llc
  East Peoria, IL
• 01/2023 → 08/2023
  Midwestern Securities Trading Company Llc
  East Peoria, IL
• 09/2022 → 09/2023
  Princeville State Bank
  Princeville, IL
• 10/2023 → Present
  Principal Life Insurance
  Nashville, TN
• 10/2023 → Present
  Principal Securities
  Nashville, TN
• 10/2023 → Present
  Stephen & Associates
  Nashville, TN

Previous Registrations

• 2023-01-24 → 2023-08-29
  Midwestern Securities Trading Company, Llc
  East Peoria, IL
  East Peoria, IL
  Nashville, TN
  Nashville, TN

Other Businesses

BROOKLYN BOWL POSITION: Sound Engineer NATURE: Sound Engineer INVESTMENT RELATED: No NUMBER OF HOURS: 96 SECURITIES TRADING HOURS: 20 START DATE: 11/01/2023 ADDRESS: 925 3rd Avenue, Nashville TN 37201, United States DESCRIPTION: I will be working in the capacity as a sound engineer helping with live events and touring artists. INSURANCE POSITION: Life Insurance Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/27/2023 ADDRESS: 1507 16th Avenue South, Nashville TN 37212, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.

Exams

• S66 Uniform Combined State Law Examination
  2022-12-28

Other Names

• Matthew Ray Holland
• Matt Holland
• Matthew Holland