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Nathan Dean Hardiman

Wells Fargo Clearing Services, LLC

Madison, AL

Birmingham, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-04-27
  • AL RA
    APPROVED
    Since 2023-04-27

Branch Locations

7796 Highway 72 W, Madison, AL 35758 • United States

2501 20Th Pl S, Ste 325 [A1-Rbo], Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Madison AL 11/2022 Present
Wells Fargo Bank, Na Madison AL 11/2019 Present
Family Security Credit Union Decatur AL 09/2018 11/2019
Toyota Motor Manufactoring Huntsville AL 05/2017 09/2018
Woodforest National Bank Athens AL 09/2014 05/2017
  • 11/2022 → Present
    Wells Fargo Clearing Services, Llc
    Madison, AL
  • 11/2019 → Present
    Wells Fargo Bank, Na
    Madison, AL
  • 09/2018 → 11/2019
    Family Security Credit Union
    Decatur, AL
  • 05/2017 → 09/2018
    Toyota Motor Manufactoring
    Huntsville, AL
  • 09/2014 → 05/2017
    Woodforest National Bank
    Athens, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 2023-02-24
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    2023-02-24
Other Names
  • Nathan Hardiman

View on SEC IAPD

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