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Brennan Mullen

Ameriprise Financial Services, LLC

West Chester, OH

Park Hills, KY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-08
KY RA APPROVED 2023-10-26
OH RA APPROVED 2023-10-26
  • TX RA
    APPROVED
    Since 2024-03-08
  • KY RA
    APPROVED
    Since 2023-10-26
  • OH RA
    APPROVED
    Since 2023-10-26

Branch Locations

6184 Muhlhauser Rd Ste A, West Chester, OH 45069 • United States

Park Hills, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Kentucky Lexington KY 08/2014 05/2018
Ultimus Fund Solutions Cincinnati OH 06/2018 07/2020
University Of Cincinnati Cincinnati OH 08/2020 08/2021
Trupoint Wealth Counsel Cincinnati OH 07/2021 06/2022
Unemployed Cincinnati OH 06/2022 08/2022
Horter Investment Management Cincinnati OH 08/2022 04/2023
Ameriprise Financial Services, Llc West Chester OH 10/2023 Present
Self- Employed Park Hills KY 03/2023 10/2023
  • 08/2014 → 05/2018
    University Of Kentucky
    Lexington, KY
  • 06/2018 → 07/2020
    Ultimus Fund Solutions
    Cincinnati, OH
  • 08/2020 → 08/2021
    University Of Cincinnati
    Cincinnati, OH
  • 07/2021 → 06/2022
    Trupoint Wealth Counsel
    Cincinnati, OH
  • 06/2022 → 08/2022
    Unemployed
    Cincinnati, OH
  • 08/2022 → 04/2023
    Horter Investment Management
    Cincinnati, OH
  • 10/2023 → Present
    Ameriprise Financial Services, Llc
    West Chester, OH
  • 03/2023 → 10/2023
    Self- Employed
    Park Hills, KY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-03-06
S65 Uniform Investment Adviser Law Examination 2022-12-01
  • S63 Uniform Securities Agent State Law Examination
    2024-03-06
  • S65 Uniform Investment Adviser Law Examination
    2022-12-01
Other Names
  • Brennan Daniel Mullen
  • Brennan Mullen

View on SEC IAPD

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OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Liberty Township, OH
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