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Benjamin Phillip Trask

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-08-30
  • MO RA
    APPROVED
    Since 2021-08-30

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 01/2018 06/2020
Centre College Danville KY 08/2013 05/2017
American Greetings Danville KY 06/2016 08/2016
Oconnells Pub St. Louis MO 08/2011 05/2018
Centre College Danville KY 08/2013 05/2017
Citigroup Saint Louis MO 06/2020 06/2021
Stifel Nicolaus & Co Inc St. Louis MO 06/2021 Present
  • 01/2018 → 06/2020
    Td Ameritrade
    St. Louis, MO
  • 08/2013 → 05/2017
    Centre College
    Danville, KY
  • 06/2016 → 08/2016
    American Greetings
    Danville, KY
  • 08/2011 → 05/2018
    Oconnells Pub
    St. Louis, MO
  • 08/2013 → 05/2017
    Centre College
    Danville, KY
  • 06/2020 → 06/2021
    Citigroup
    Saint Louis, MO
  • 06/2021 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-27
S63 Uniform Securities Agent State Law Examination 2018-07-10
  • S65 Uniform Investment Adviser Law Examination
    2021-08-27
  • S63 Uniform Securities Agent State Law Examination
    2018-07-10
Other Names
  • Benjamin Trask
  • Benjamin Phillip Trask
  • Ben Trask

View on SEC IAPD

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