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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-19
TX RA APPROVED 2025-05-19
  • IL RA
    APPROVED
    Since 2025-05-19
  • TX RA
    APPROVED
    Since 2025-05-19

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Downers Grove IL 04/2017 03/2019
Thrivent Investment Management Inc Orland Park IL 04/2019 03/2020
Thrivent Financial Appleton WI 04/2019 03/2020
Wells Fargo Clearing Services, Llc Oak Brook IL 03/2020 03/2021
Stifel Nicolaus & Co Inc Chicago IL 03/2021 04/2022
Fidelity Investments Westlake TX 04/2023 04/2025
Kovitz Chicago IL 04/2022 04/2023
Wells Fargo Clearing Services, Llc Oak Brook IL 04/2025 Present
Mml Investor Services, Llc Downers Grove IL 04/2017 03/2019
Self Employed Downers Grove IL 01/2017 04/2017
South Chicago Marketing Joliet IL 10/2016 12/2016
Foresters Financial Services Lombard IL 08/2016 10/2016
  • 04/2017 → 03/2019
    Massachusetts Mutual Life Insurance Company
    Downers Grove, IL
  • 04/2019 → 03/2020
    Thrivent Investment Management Inc
    Orland Park, IL
  • 04/2019 → 03/2020
    Thrivent Financial
    Appleton, WI
  • 03/2020 → 03/2021
    Oak Brook, IL
  • 03/2021 → 04/2022
    Stifel Nicolaus & Co Inc
    Chicago, IL
  • 04/2023 → 04/2025
    Fidelity Investments
    Westlake, TX
  • 04/2022 → 04/2023
    Kovitz
    Chicago, IL
  • 04/2025 → Present
    Oak Brook, IL
  • 04/2017 → 03/2019
    Mml Investor Services, Llc
    Downers Grove, IL
  • 01/2017 → 04/2017
    Self Employed
    Downers Grove, IL
  • 10/2016 → 12/2016
    South Chicago Marketing
    Joliet, IL
  • 08/2016 → 10/2016
    Foresters Financial Services
    Lombard, IL
Previous Registrations
  • 2024-03-13 → 2025-03-11
    Fidelity Personal And Workplace Advisors
    Lemont, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-29
S63 Uniform Securities Agent State Law Examination 2017-09-21
  • S66 Uniform Combined State Law Examination
    2024-02-29
  • S63 Uniform Securities Agent State Law Examination
    2017-09-21
Other Names
  • Andrew John Lichaj
  • Andrew Lichaj

View on SEC IAPD

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