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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED | 2025-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Downers Grove | IL | 04/2017 | 03/2019 |
| Thrivent Investment Management Inc | Orland Park | IL | 04/2019 | 03/2020 |
| Thrivent Financial | Appleton | WI | 04/2019 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Oak Brook | IL | 03/2020 | 03/2021 |
| Stifel Nicolaus & Co Inc | Chicago | IL | 03/2021 | 04/2022 |
| Fidelity Investments | Westlake | TX | 04/2023 | 04/2025 |
| Kovitz | Chicago | IL | 04/2022 | 04/2023 |
| Wells Fargo Clearing Services, Llc | Oak Brook | IL | 04/2025 | Present |
| Mml Investor Services, Llc | Downers Grove | IL | 04/2017 | 03/2019 |
| Self Employed | Downers Grove | IL | 01/2017 | 04/2017 |
| South Chicago Marketing | Joliet | IL | 10/2016 | 12/2016 |
| Foresters Financial Services | Lombard | IL | 08/2016 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-21 |
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