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Michael D Keating

Morgan Stanley

Norwell, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-14
CT RA APPROVED 2026-08-05
  • TX RA
    APPROVED
    Since 2026-08-14
  • CT RA
    APPROVED
    Since 2026-08-05

Branch Locations

141 Longwater Drive Suite 102, Norwell, MA 02061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Newport RI 10/2017 05/2019
Salve Regina University Newport RI 02/2018 11/2018
Unemployed Newport RI 06/2017 09/2017
Hamilton College Longmeadow MA 01/2014 05/2017
Bainco International Investors Llc Boston MA 05/2019 01/2021
Cerity Partners Llc Boston MA 01/2021 11/2024
Jpmorgan Chase Bank, N.A. Boston MA 11/2024 05/2026
J.P. Morgan Securities Llc Boston MA 11/2024 05/2026
Morgan Stanley Norwell MA 07/2026 Present
  • 10/2017 → 05/2019
    Morgan Stanley
    Newport, RI
  • 02/2018 → 11/2018
    Salve Regina University
    Newport, RI
  • 06/2017 → 09/2017
    Unemployed
    Newport, RI
  • 01/2014 → 05/2017
    Hamilton College
    Longmeadow, MA
  • 05/2019 → 01/2021
    Bainco International Investors Llc
    Boston, MA
  • 01/2021 → 11/2024
    Cerity Partners Llc
    Boston, MA
  • 11/2024 → 05/2026
    Jpmorgan Chase Bank, N.A.
    Boston, MA
  • 11/2024 → 05/2026
    J.P. Morgan Securities Llc
    Boston, MA
  • 07/2026 → Present
    Morgan Stanley
    Norwell, MA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-19
S66 Uniform Combined State Law Examination 2019-01-23
  • S63 Uniform Securities Agent State Law Examination
    2024-12-19
  • S66 Uniform Combined State Law Examination
    2019-01-23
Designations
Other Names
  • Mickey Keating
  • Michael Keating
  • Michael Dean Keating

View on SEC IAPD

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Other Offices

ESSENTIAL ASSET MANAGEMENT, LLC · NORWELL, MA
BAY COLONY ADVISORS · NORWELL, MA
FLAGSHIP HARBOR ADVISORS, LLC · NORWELL, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Norwell, MA
LPL FINANCIAL LLC · NORWELL, MA
GORMAN FINANCIAL MANAGEMENT · NORWELL, MA
DIVERSIFIED FINANCIAL MANAGEMENT · NORWELL, MA
RBC CAPITAL MARKETS, LLC · NORWELL, MA

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