Jeffrey Yau

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 12/2021
  Charles Schwab
  Milpitas, CA
• 04/2021 → 11/2021
  Charles Schwab
  Upland, CA
• 08/2017 → 04/2019
  Td Ameritrade
  Omaha, NE
• 03/2016 → 08/2017
  Kohlls Pharmacy
  Omaha, NE
• 01/2022 → 09/2022
  Northwestern Mutual
  Irvine, CA
• 10/2022 → 04/2023
  Morgan Stanley
  Laguna Niguel, CA
• 05/2023 → 12/2025
  Fidelity Investments
  Brea, CA
• 03/2025 → 12/2025
  Fidelity Investments
  Boston, MA
• 12/2025 → 04/2026
  Lpl Financial Llc
  Long Beach, CA
• 12/2025 → 04/2026
  Global Retirement Partners, Llc
  San Rafael, CA
• 06/2026 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 06/2026 → Present
  Empower Financial Services, Inc
  Greenwood Vilaage, CO

Previous Registrations

• 2025-12-17 → 2026-04-18
  Global Retirement Partners Llc
  Long Beach, CA
  San Rafael, CA
• 2025-03-31 → 2025-12-12
  Strategic Advisers Llc
  Anaheim, CA
  Brea, CA
  Boston, MA
• 2023-08-16 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Brea, CA
• 2022-10-26 → 2023-05-09
  Morgan Stanley
  Laguna Niguel, CA
• 2022-02-01 → 2022-10-17
  Northwestern Mutual Investment Services, Llc
  Irvine, CA
• 2020-10-14 → 2021-12-20
  Charles Schwab & Co., Inc.
  Milpitas, CA
  Upland, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-14
• S63 Uniform Securities Agent State Law Examination
  2017-12-22

Other Names

• Jeffrey Cheng Yau
• Jeff Cheng
• Jeff Yau
• Jeff Yau
• Jeffrey Yau
• Jeffrey C Yau