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Brian Thomas Mattingly

Cerity Partners LLC

Louisville, KY

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-04-25
  • KY RA
    APPROVED
    Since 2023-04-25

Branch Locations

2201 High Wickham Place, Louisville, KY 40245 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argi Financial Group Louisville KY 03/2017 04/2023
Motorists Mutual Insurance Company Louisville KY 07/2015 03/2017
Cerity Partners Louisville KY 04/2023 Present
  • 03/2017 → 04/2023
    Argi Financial Group
    Louisville, KY
  • 07/2015 → 03/2017
    Motorists Mutual Insurance Company
    Louisville, KY
  • 04/2023 → Present
    Cerity Partners
    Louisville, KY
Previous Registrations
Other Businesses

Nativity Academy at St. Boniface, non-Inv related, Associate Board Member, 1-5 hours/month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-05
  • S65 Uniform Investment Adviser Law Examination
    2017-05-05

View on SEC IAPD

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