Brian Thomas Mattingly

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 04/2023
  Argi Financial Group
  Louisville, KY
• 07/2015 → 03/2017
  Motorists Mutual Insurance Company
  Louisville, KY
• 04/2023 → Present
  Cerity Partners
  Louisville, KY

Previous Registrations

• 2017-05-05 → 2023-04-21
  Cerity Partners Ocio Llc
  New York, NY

Other Businesses

Nativity Academy at St. Boniface, non-Inv related, Associate Board Member, 1-5 hours/month

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-05