Raymond Kip Brock

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 03/2017
  Unemployed
  Greenville, SC
• 03/2017 → 11/2021
  Benjamin Worley
  Greenville, SC
• 02/2016 → 01/2017
  Family Heritage Life
  Cleveland, OH
• 08/2017 → 11/2021
  Northwestern Mutual Investment Services Llc
  Greenville, SC
• 01/2019 → 11/2021
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 11/2021 → 02/2023
  Gwfs Equities, Inc
  Greenwood Village, CO
• 02/2023 → Present
  Personal Capital Advisors Corporation
  Greenville, SC
• 04/2023 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2023-02-27 → 2023-04-03
  Personal Capital Advisors Corporation
  Greenville, SC
  Greenwood Village, CO

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-17
• S63 Uniform Securities Agent State Law Examination
  2017-10-26

Other Names

• Raymond Kip Brock