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Wesley Stephen Miller

Rfg Advisory, LLC

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2021-05-24
TX RA APPROVED 2021-05-24
  • AL RA
    APPROVED
    Since 2021-05-24
  • TX RA
    APPROVED
    Since 2021-05-24

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2016 05/2021
Northwestern Mutual Investment Services Llc Nashville TN 02/2017 12/2018
Unemployed Franklin TN 08/2016 09/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2018 05/2021
Northwestern Mutual Investment Services Llc Hoover AL 01/2019 05/2021
Rfg Advisory, Llc Dba Willow Private Wealth Vestavia Hills AL 05/2021 Present
Private Client Services Birmingham AL 06/2021 12/2025
  • 09/2016 → 05/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2017 → 12/2018
    Northwestern Mutual Investment Services Llc
    Nashville, TN
  • 08/2016 → 09/2016
    Unemployed
    Franklin, TN
  • 05/2018 → 05/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 01/2019 → 05/2021
    Northwestern Mutual Investment Services Llc
    Hoover, AL
  • 05/2021 → Present
    Rfg Advisory, Llc Dba Willow Private Wealth
    Vestavia Hills, AL
  • 06/2021 → 12/2025
    Private Client Services
    Birmingham, AL
Other Businesses

1) Ash Brokerage - Insurance. 888 S. Harrison St, Suite 900, Ft Wayne, IN 46802/PO Box 2572, Ft Wayne, IN 46801. Insurance agent. 80 hrs/mo; 80 during trading hrs. 2) Dixon Wells Insurance Brokerage Firm. 2871 Acton Road, Suite 150, Birmingham, AL 35243. Insurance Brokerage Firm. Insurance agent. 80 hrs/mo; 80 during trading hrs. 3) RFG Advisory, LLC. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs. 4) The Palmer Agency - Insurance. 1849 Clairmont Road, Decatur, GA 30033. Insurance Agent. 80 hrs/mo; 80 during trading hrs. 5) Willow Private Wealth. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. Willow Private Wealth - DBA for brokerage, advisory and insurance business. Owner/financial advisor/insurance agent for Willow Private Wealth. 80 hrs/mo; 80 during trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-21
S63 Uniform Securities Agent State Law Examination 2018-01-08
  • S65 Uniform Investment Adviser Law Examination
    2021-05-21
  • S63 Uniform Securities Agent State Law Examination
    2018-01-08
Other Names
  • Wesley Stephen Miller

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