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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-05-24 |
| TX | RA | APPROVED | 2021-05-24 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2016 | 05/2021 |
| Northwestern Mutual Investment Services Llc | Nashville | TN | 02/2017 | 12/2018 |
| Unemployed | Franklin | TN | 08/2016 | 09/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2018 | 05/2021 |
| Northwestern Mutual Investment Services Llc | Hoover | AL | 01/2019 | 05/2021 |
| Rfg Advisory, Llc Dba Willow Private Wealth | Vestavia Hills | AL | 05/2021 | Present |
| Private Client Services | Birmingham | AL | 06/2021 | 12/2025 |
1) Ash Brokerage - Insurance. 888 S. Harrison St, Suite 900, Ft Wayne, IN 46802/PO Box 2572, Ft Wayne, IN 46801. Insurance agent. 80 hrs/mo; 80 during trading hrs. 2) Dixon Wells Insurance Brokerage Firm. 2871 Acton Road, Suite 150, Birmingham, AL 35243. Insurance Brokerage Firm. Insurance agent. 80 hrs/mo; 80 during trading hrs. 3) RFG Advisory, LLC. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 160 during trading hrs. 4) The Palmer Agency - Insurance. 1849 Clairmont Road, Decatur, GA 30033. Insurance Agent. 80 hrs/mo; 80 during trading hrs. 5) Willow Private Wealth. 1400 Urban Center Drive, Suite 475, Vestavia Hills, AL 35242. Willow Private Wealth - DBA for brokerage, advisory and insurance business. Owner/financial advisor/insurance agent for Willow Private Wealth. 80 hrs/mo; 80 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-01-08 |
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