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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-04-02 |
| CT | RA | APPROVED | 2026-03-11 |
Branch Locations
1 Corporate Drive Suite 205, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services, Inc. | East Hartford | CT | 01/2017 | 03/2017 |
| Umass Isenberg School Of Management | Amherst | MA | 09/2015 | 05/2016 |
| Avantax Investment Services, Inc. | Enfield | CT | 12/2017 | 03/2021 |
| Innovest Financial Services, Llc | Enfield | CT | 12/2017 | 03/2021 |
| Timberland Trucking | South Hadley | MA | 06/2021 | 11/2022 |
| Begley & Associates, Llc | Enfield | CT | 09/2022 | 11/2022 |
| Avantax Investment Services Inc. | Enfield | CT | 11/2022 | 10/2023 |
| Avantax Insurance Agency, Llc | Enfield | CT | 11/2022 | 11/2022 |
| Unemployed | Chicopee | MA | 06/2016 | 12/2016 |
| Avantax Insurance Agency And/Or Avantax Insurance Services | Enfield | CT | 11/2022 | 10/2023 |
| Timberland Trucking | South Hadley | MA | 06/2021 | Present |
| Begley & Associates, Llc | Enfield | CT | 09/2022 | 11/2023 |
| Pruco Securities Llc. | Glastonbury | CT | 12/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Glastonbury | CT | 12/2023 | Present |
| Lpl Enterprise, Llc | Glastonbury | CT | 11/2024 | Present |
| Bolton Global Capital | Bolton | MA | 07/2021 | 10/2022 |
| Avantax Insurance Agency, Llc | Enfield | CT | 03/2017 | 09/2021 |
1) 10/21/2024 - TIMBERLAND TRUCKING LLC - Consultant - Manage day to day activities and initiate new technology and management practices to fuel growth - Outside/W-2 Employment - Inv Related - At GLASTONBURY, CT - Start Date 06/14/2021 - 150hrs/mth - 110hrs/mth During Trading 2) 10/11/2024 - Montgomery Street, Truck, Auto & Equipment Sales - Sales Manager for a small car dealership. We source cars for people from Auctions and marketplaces. Help people sell their cars online - Direct Sales/ MLM - Inv Related - At GLASTONBURY, CT - Start Date 10/01/2023 - 10hrs/mth - 8hrs/mth During Trading 3) 10/11/2024 - Notary Public - Witness and verify the identity of someone signing documents - Notary - Inv Related - At GLASTONBURY, CT - Start Date 12/27/2023 - 2hrs/mth - 2hrs/mth During Trading 4) 11/19/2025-RB&C-Owner-Business Owner-Not inv related-At Chicopee, MA-Start date 07/24/2025-160hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-27 |
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