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Caleb Marshall Standridge

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6680970

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-21
TX RA APPROVED_RES 2026-08-21
  • AZ RA
    APPROVED
    Since 2026-08-21
  • TX RA
    APPROVED_RES
    Since 2026-08-21

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Austin TX 07/2016 12/2016
Ameriprise Financial Services, Inc. Minneapolis MN 08/2017 07/2018
Zions Bancorporation Houston TX 11/2018 09/2021
Lpl Financial Llc Houston TX 11/2018 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conroe TX 04/2022 05/2024
Insight Global Austin TX 02/2017 02/2017
Unemployed Austin TX 03/2017 07/2017
Unemployed Houston TX 08/2018 10/2018
Pnc Wealth Management Llc Houston TX 09/2024 05/2026
Unemployed Shenandoah TX 06/2024 08/2024
The Vanguard Group, Inc. Scottsdale AZ 07/2026 Present
Vanguard Advisers, Inc. Scottsdale AZ 07/2026 Present
Vanguard Marketing Corporation Scottsdale AZ 07/2026 Present
Unemployed The Woodlands TX 09/2021 04/2022
  • 07/2016 → 12/2016
    Nylife Securities Llc
    Austin, TX
  • 08/2017 → 07/2018
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 11/2018 → 09/2021
    Zions Bancorporation
    Houston, TX
  • 11/2018 → 09/2021
    Houston, TX
  • 04/2022 → 05/2024
    Conroe, TX
  • 02/2017 → 02/2017
    Insight Global
    Austin, TX
  • 03/2017 → 07/2017
    Unemployed
    Austin, TX
  • 08/2018 → 10/2018
    Unemployed
    Houston, TX
  • 09/2024 → 05/2026
    Houston, TX
  • 06/2024 → 08/2024
    Unemployed
    Shenandoah, TX
  • 07/2026 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2026 → Present
    Scottsdale, AZ
  • 07/2026 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 09/2021 → 04/2022
    Unemployed
    The Woodlands, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-30
  • S66 Uniform Combined State Law Examination
    2021-07-30
Other Names
  • Calebmarsh Standridge
  • Caleb M Standridge
  • Caleb Marshall Standridge
  • Caleb Standridge

View on SEC IAPD

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