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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-10 |
| CA | RA | APPROVED | 2024-08-27 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Granada Hills, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Encino | CA | 03/2018 | 08/2019 |
| Unemployed | Granada Hills | CA | 08/2015 | 05/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2021 | 01/2022 |
| Northwestern Mutual Investment Services Llc | Manhattan Bch | CA | 07/2021 | 08/2022 |
| Matthew Plocher | Los Angeles | CA | 01/2022 | 08/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2022 | 08/2022 |
| Unemployed | Granada Hills | CA | 05/2017 | 03/2018 |
| Real Estate Investor | Granada Hills | CA | 05/2019 | 05/2021 |
| Unemployed | Granada Hills | CA | 05/2021 | 07/2021 |
| Unemployed | Granada Hills | CA | 09/2022 | 10/2022 |
| Dominic Riccabona | Newport Beach | CA | 11/2022 | 02/2023 |
| Northwestern Mutual Investment Services Llc | Newport Beach | CA | 12/2022 | 02/2023 |
| Plocher Ins Agy Inc | Los Angeles | CA | 01/2022 | 08/2022 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 08/2024 | Present |
| Unemployed | Granada Hills | CA | 02/2023 | 08/2024 |
| Jpmorgan Chase Bank | Simi Valley | CA | 05/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-29 |
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