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Current Employers
Capstone Wealth Management Group, Llc

1202 Meade Street, Dunmore, PA 18512 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-01-20
  • PA RA
    APPROVED
    Since 2017-01-20

Branch Locations

285 East Grove Street, Clarks Green, PA 18411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Clarks Green PA 08/2016 Present
Capstone Wealth Management Group, Llc Clarks Green PA 01/2017 Present
Other Businesses

1. 09/20/2016 - CAPSTONE WEALTH MANAGEMENT GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ CLARKS GREEN, PA 2. 6/15/2017 - Capstone Weath Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 7/26/2016 - 40 Hours Per Month/0 Hours During Securities Trading - I provide investment advisory services through Capstone Weath Management Group LLC an independent investment advisor firm. I started this business activity on 6/15/2017. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/2/2022: BRCK Partners LLC - Property management of real estate holding company - 1202 Meade St, Dunmore PA 18512 - Not investment-related - 1 hour per month spent on this activity 3. 05/09/2022 - BRCK Partners LLC - Investment Related - Dunmore, PA 18512 - Real Estate Rental - Start Date - 04/29/2022 - 1 Hour Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-31
  • S66 Uniform Combined State Law Examination
    2016-12-31

View on SEC IAPD

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