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Clare Baruffaldi Kull

Stone Securities Inc.

Clarks Green, PA

CRD 6184746

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Employer firm

Stone Securities Inc. CRD 162909

$72.5M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • NON-PROFIT

From the firm’s Form ADV. Read the guides:

Current Employers
Stone Securities Inc.

281 E. Grove St, Clarks Green, PA 18411 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-02-27
  • PA RA
    APPROVED
    Since 2020-02-27

Branch Locations

281 E. Grove St, Clarks Green, PA 18411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., Llc Cazenovia NY 11/2013 Present
Njc Investments & Stone Securities Clarks Summit PA 01/2013 06/2020
  • 11/2013 → Present
    Leigh Baldwin & Co., Llc
    Cazenovia, NY
  • 01/2013 → 06/2020
    Njc Investments & Stone Securities
    Clarks Summit, PA
Other Businesses

9/2021- Fixed Insurance- 1 hr/month during trading hours - no ownership - non investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-27
  • S66 Uniform Combined State Law Examination
    2014-03-27
Other Names
  • Clare Christine Baruffaldi

View on SEC IAPD

Nearby Firms

LEIGH BALDWIN & CO., LLC
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

GLENN FRANKLIN FERRELL
CHERYL LISA CHIN
STEPHEN DARRELL MOORE

Nearby Offices

LEIGH BALDWIN & CO., LLC · CLARKS SUMMIT, PA
CAPSTONE WEALTH MANAGEMENT GROUP, LLC · Clarks Green, PA
COMMONWEALTH FINANCIAL NETWORK · Clarks Green, PA

More in Clarks Green, PA

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