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Stephen Darrell Moore

Stone Securities Inc.

Clarks Green, PA

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Current Employers
Stone Securities Inc.

281 E. Grove St, Clarks Green, PA 18411 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-06-25
  • PA RA
    APPROVED
    Since 2012-06-25

Branch Locations

281 E. Grove St, Clarks Green, PA 18411 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Leigh Baldwin & Co., L.L.C. Cazenovia NY 09/1999 Present
Stone Securities Corp. Clarks Summit PA 01/2004 Present
  • 09/1999 → Present
    Leigh Baldwin & Co., L.L.C.
    Cazenovia, NY
  • 01/2004 → Present
    Stone Securities Corp.
    Clarks Summit, PA
Previous Registrations
  • 2003-12-08 → 2006-12-31
    Stone Securities, Inc
    Clarks Summit, PA
    Clarks Summit, PA
Other Businesses

BUILDING OWNER - RENTAL INCOME. 2 HRS/MO FIXED INSURANCE - 1 HOUR/YR - NO OWNERSHIP; 25% OWNER REHAB-BOOKINGS.COM; NON PROFIT WEBSITE TO FIND AVAILABILITY - 2 HRS PER MONTH DURING NON MARKET HOURS- NON INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-05
S63 Uniform Securities Agent State Law Examination 1981-01-16
  • S65 Uniform Investment Adviser Law Examination
    1994-10-05
  • S63 Uniform Securities Agent State Law Examination
    1981-01-16
Other Names
  • Steve Moore
  • Stephen D Moore

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