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Nathaniel Birkholz

J.P. Morgan Securities LLC

Phoenix, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-29
TX RA APPROVED 2026-07-15
  • AZ RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 07/2026 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 07/2026 Present
Dew Wealth Management Scottsdale AZ 11/2021 07/2026
Btc Trust Company Of South Dakota/Bankers Trust Company Sioux Falls SD 03/2017 11/2021
Unemployed Rochester MN 12/2016 02/2017
Discipline Advisors, Inc Mankato MN 03/2016 11/2016
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Phoenix, AZ
  • 11/2021 → 07/2026
    Dew Wealth Management
    Scottsdale, AZ
  • 03/2017 → 11/2021
    Btc Trust Company Of South Dakota/Bankers Trust Company
    Sioux Falls, SD
  • 12/2016 → 02/2017
    Unemployed
    Rochester, MN
  • 03/2016 → 11/2016
    Discipline Advisors, Inc
    Mankato, MN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-06-09
S65 Uniform Investment Adviser Law Examination 2022-01-11
S66 Uniform Combined State Law Examination 2016-07-11
  • S63 Uniform Securities Agent State Law Examination
    2026-06-09
  • S65 Uniform Investment Adviser Law Examination
    2022-01-11
  • S66 Uniform Combined State Law Examination
    2016-07-11
Other Names
  • Nate Birkholz
  • Nathaniel Paul Birkholz
  • Nate Paul Birkholz

View on SEC IAPD

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