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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-18
  • IL RA
    APPROVED
    Since 2026-08-18

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allied Asset Advisors, Inc. Hometown IL 05/2011 12/2025
Quasar Distributors, Llc Hometown IL 05/2011 08/2024
Guidance Securities, Llc Reston VA 08/2024 10/2025
Guidance Investments, Llc Reston VA 03/2025 05/2026
Massmutual Life Insurance Company Lisle IL 07/2026 Present
Mml Investors Services, Llc Lisle IL 08/2026 Present
Previous Registrations
Other Businesses

NAME: 70 NSR LLC INV REL: Y ADD: RESIDENTIAL NATURE: REAL ESTATE HOLDING TRUST POSITION: MANAGER START DATE: 01/10/2023 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: MANAGE TRUST-REVIEW FINANCIALS (2) NAME: ILLINOIS STATE EMPLOYEE RETIREMENT SYSTEM (SERS)INV REL: Y ADD: 555 WEST MONROE CHICAGO IL 60661 NATURE: OVERSIGHT OF SYSTEM OPERATIONS POSITION: MEMBER, BOARD OF TRUSTEES START DATE: 06/07/2023 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: OVERSIGHT OF ALL SYSTEM OPERATIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-22
S63 Uniform Securities Agent State Law Examination 2017-01-05
  • S65 Uniform Investment Adviser Law Examination
    2021-02-22
  • S63 Uniform Securities Agent State Law Examination
    2017-01-05

View on SEC IAPD

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