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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-02-01
NJ RA APPROVED 2016-03-03
TX RA APPROVED 2016-03-02
  • PA RA
    APPROVED
    Since 2018-02-01
  • NJ RA
    APPROVED
    Since 2016-03-03
  • TX RA
    APPROVED
    Since 2016-03-02

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2015 Present
Bank Of America, N.A. Pennington NJ 02/2016 Present
Other Businesses

I*441166, Name of OBA: Freelance Photographer Address: Philadelphia, PA Investment Related: No Position, Title, Association: Other, Part-Time freelance Employee Start Date: 5/12/2018 No Hours: 5 Weekly No Hours during trading: 0 Duties: Photography OBA ID: 1594268 OBA Name: Josh Eats Philly Location: Philadelphia, PA Activity Investment Related: No Role: Consultant/Independent Contractor Time Related Commitment: Weekly Time Related During Work Hours: 0 Duties: Social Media, Photography, and Videography

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-01
  • S66 Uniform Combined State Law Examination
    2016-03-01

View on SEC IAPD

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