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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-02 |
| TX | RA | APPROVED | 2023-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chico | CA | 08/2015 | 12/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2015 | 12/2018 |
| Kornerstone Inc | Chico | CA | 12/2018 | 02/2022 |
| Global Retirement Partners, Llc | San Rafael | CA | 02/2022 | 10/2023 |
| Hub International | Chicago | IL | 02/2022 | 10/2023 |
| Tcg Advisory Services, Llc | Austin | TX | 07/2022 | 10/2023 |
| Lpl Financial Llc | Chico | CA | 10/2023 | Present |
1) 08/11/2023 - Asset Management Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/11/2023 - Real Estate Rental - owner - CA 95973 - Investment related - Start date: 1/4/2022.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-16 |
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