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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-29
TX RA APPROVED 2026-07-29
  • MN RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-29

Branch Locations

2277 Mn Highway 36 Suite 245, Roseville, MN 55113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Saint Paul MN 04/2011 07/2020
Wells Fargo Advisors, Llc Saint Paul MN 01/2015 11/2016
Wells Fargo Clearing Services, Llc Saint Paul MN 11/2016 07/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Woodbury MN 07/2020 07/2026
Bank Of America, N.A. Woodbury MN 07/2020 07/2026
Transamerica Financial Advisors Roseville MN 07/2026 Present
Wfgia Roseville MN 07/2026 Present
World System Builders Bloomington MN 07/2026 Present
Green Hills Transportation Llc Maplewood MN 08/2017 Present
  • 04/2011 → 07/2020
    Wells Fargo Bank, Na
    Saint Paul, MN
  • 01/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Saint Paul, MN
  • 11/2016 → 07/2020
    Saint Paul, MN
  • 07/2020 → 07/2026
    Woodbury, MN
  • 07/2020 → 07/2026
    Bank Of America, N.A.
    Woodbury, MN
  • 07/2026 → Present
    Transamerica Financial Advisors
    Roseville, MN
  • 07/2026 → Present
    Wfgia
    Roseville, MN
  • 07/2026 → Present
    World System Builders
    Bloomington, MN
  • 08/2017 → Present
    Green Hills Transportation Llc
    Maplewood, MN
Previous Registrations
  • 2020-08-11 → 2026-07-06
    Minneapolis, MN
    Minnetonka, MN
    Minneapolis, MN
    Farmington Hills, MI
    Minneapolis, MN
    Saint Paul, MN
    Woodbury, MN
    New York, NY
    Saint Paul, MN
    Hopkins, MN
    Brooklyn Center, MN
    Saint Paul, MN
    Saint Paul, MN
    Minneapolis, MN
    Minneapolis, MN
    Fridley, MN
    Fridley, MN
    Hopkins, MN
    Brooklyn Center, MN
  • 2015-03-30 → 2020-08-03
    Saint Paul, MN
    Minneapolis, MN
    Saint Paul, MN
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time for companies affiliated with Transamerica Financial Advisors. GREEN HILLS TRANSPORTATION Investment related): No 3006 Edward Street | Maplewood, MN 55109 Start date 8/2017 Owner 0 hours per month. World System Builders (WSB) is a co-brand that is used by agents affiliated with World Financial Group Insurance Agency, an insurance agency affiliate of Transamerica Financial Advisors, LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 2015-03-10
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2015-03-10

View on SEC IAPD

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