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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-26
  • MN RA
    APPROVED
    Since 2023-06-26

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated St Paul MN 09/2014 12/2017
Ubs Financial Services, Inc. Minneapolis MN 12/2017 07/2020
Wealth Enhancement Advisory Services Llc Plymouth MN 06/2020 06/2023
Wealth Enhancement Group Plymouth MN 07/2020 06/2023
Wealth Enhancement Brokerage Services Plymouth MN 07/2020 06/2023
Wealth Enhancement Advisory Services Plymouth MN 07/2020 06/2023
Raymond James & Associates Inc. Minneapolis MN 06/2023 Present
Lpl Financial, Llc Plymouth MN 07/2020 06/2023
  • 09/2014 → 12/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    St Paul, MN
  • 12/2017 → 07/2020
    Minneapolis, MN
  • 06/2020 → 06/2023
    Plymouth, MN
  • 07/2020 → 06/2023
    Wealth Enhancement Group
    Plymouth, MN
  • 07/2020 → 06/2023
    Wealth Enhancement Brokerage Services
    Plymouth, MN
  • 07/2020 → 06/2023
    Wealth Enhancement Advisory Services
    Plymouth, MN
  • 06/2023 → Present
    Minneapolis, MN
  • 07/2020 → 06/2023
    Lpl Financial, Llc
    Plymouth, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-12
  • S66 Uniform Combined State Law Examination
    2018-07-12
Other Names
  • Cassie Ann Hegwood

View on SEC IAPD

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