Best Investors Account Sign in

John Nicholas Kerves

Wells Fargo Clearing Services, LLC

Duluth, GA

Savannah, GA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-09-02
  • GA RA
    APPROVED
    Since 2015-09-02

Branch Locations

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

14009 Abercorn St, Savannah, GA 31419 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Savannah GA 09/2014 11/2016
Wells Fargo Clearing Services, Llc Savannah GA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-02
S63 Uniform Securities Agent State Law Examination 2014-11-12
  • S65 Uniform Investment Adviser Law Examination
    2015-09-02
  • S63 Uniform Securities Agent State Law Examination
    2014-11-12

View on SEC IAPD

Other Firms

MORGAN STANLEY
LEGACY PARTNER GROUP
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PFS INVESTMENTS INC.
LIFEWATER WEALTH MANAGEMENT
AMERIPRISE FINANCIAL SERVICES, LLC
VALIC FINANCIAL ADVISORS, INC.
PRIME CAPITAL FINANCIAL

Other Investors

CHARMAINE ANDREA SYLVESTER
Kelli A Rogan
CHERRY XIANGCHAN MOSIENKO
ANDREW DENNIS PERLMAN
HARSH B JAYASWAL
JONATHAN Edmund STRIEFSKY
Bobbi Johnson
Ahmer Shah

Other Offices

MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
AMERIPRISE FINANCIAL SERVICES, LLC · DULUTH, GA
VALIC FINANCIAL ADVISORS, INC. · DULUTH, GA

More in Duluth, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor