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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-07-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 04/2016 | 03/2020 |
| La Casita Mexican Restaurant | Columbia Heights | MN | 04/2016 | 07/2016 |
| Sports Clips-Lake Calhoun | Minneapolis | MN | 04/2016 | 11/2016 |
| Punchbowl Social | St. Louis Park | MN | 11/2016 | 12/2016 |
| Mermaid Sports Bar And Event Center | Mounds View | MN | 01/2017 | 01/2018 |
| American Enterprise Investment Services Inc. | Minneapolis | MN | 11/2022 | Present |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: 350 First; Date Activity Started/Modified/Ended: 8/16/2022; Type of Activity: Hospitality; Role/Relationship: Employee; Responsibilities: Provide an exceptional dining experience-server/waitress; Total Hours Per Month: 21 - 40; Total Hours Per Month During Trading Hours: 21 - 40; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-01 |
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