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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-09-27
  • FL RA
    APPROVED
    Since 2007-09-27

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

8309 Gunn Highway, Tampa, FL 33626 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Assets Advisory, Llc Orlando FL 03/2007 Present
International Assets Investment Management, Llc Bradenton FL 03/2007 Present
Previous Registrations
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 9/2007 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 2) CAPUTO SATO WEALTH MANAGEMENT, LLC 7214 BEAKRUSH LANE, WINTER GARDEN, FL 34787 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - MANAGING MEMBER/CEO SINCE 11/2022 - APPROX 100 HRS/MO - COMMISSIONS/FEES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-25
  • S66 Uniform Combined State Law Examination
    2006-02-25

View on SEC IAPD

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