Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-27
AL RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-03-27
  • AL RA
    APPROVED
    Since 2025-02-20

Branch Locations

2820 Central Avenue, Homewood, AL 35203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Birmingham AL 06/2015 09/2016
Bbva Securities Inc. Birmingham AL 06/2015 06/2016
Bbva Wealth Solutions Inc. Birmingham AL 06/2015 06/2016
Bbva Compass Insurance Agency Inc Austin TX 07/2015 09/2016
Concourse Financial Group Securities Inc Birmingham AL 09/2016 02/2025
Cetera Wealth Services, Llc El Segundo CA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Cetera Advisors Llc Greenwood Village CO 02/2025 Present
Cetera Financial Specialists Llc Schaumburg IL 02/2025 Present
Cetera Investment Services Llc St Cloud MN 02/2025 Present
  • 06/2015 → 09/2016
    Compass Bank
    Birmingham, AL
  • 06/2015 → 06/2016
    Bbva Securities Inc.
    Birmingham, AL
  • 06/2015 → 06/2016
    Bbva Wealth Solutions Inc.
    Birmingham, AL
  • 07/2015 → 09/2016
    Bbva Compass Insurance Agency Inc
    Austin, TX
  • 09/2016 → 02/2025
    Concourse Financial Group Securities Inc
    Birmingham, AL
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2025 → Present
    Schaumburg, IL
  • 02/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 02/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
Previous Registrations
  • 2016-09-20 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Moody, AL
  • 2015-06-30 → 2016-09-07
    Pnc Managed Account Solutions, Inc.
    Birmingham, AL
  • 2012-02-28 → 2015-06-19
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
Other Businesses

1. NAME OF OTHER BUSINESS: THE EMMAUS TABLE INC. INVESTMENT RELATED: NO; ADDRESS: 5557 HEATH ROW DR, BIRMINGHAM, AL 35242; NATURE OF BUSINESS: BOARD; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: KEEP MEETING NOTES AND VOTING ON VARIOUS INITIATIVES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-27
S63 Uniform Securities Agent State Law Examination 2004-05-28
  • S66 Uniform Combined State Law Examination
    2012-02-27
  • S63 Uniform Securities Agent State Law Examination
    2004-05-28
Other Names
  • Bill Hood
  • William A Hood
  • William Austin Hood

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Homewood, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor