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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-07-27 |
| MO | RA | APPROVED | 2004-10-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kansas City | MO | 10/2004 | Present |
| Bank Of America, N.A. | Leawood | KS | 10/2010 | Present |
I*2798271Entity Type: For ProfitName of OBA: Thunder Lacrosse ClubAddress:Marietta GeorgiaInvestment Related:noPosition, Title, Association:OtherStart Date:09/07/2025No Hours: 4 MonthlyNo Hours during trading:0Duties:Coaching I*2790292Entity Type: N/AName of OBA: NMA LLCAddress:Palmetto Bay FloridaInvestment Related:NoPosition, Title, Association:N/AStart Date:09/26/2025No Hours: 1 YearlyNo Hours during trading:0 YearlyDuties:LLC holding mom's home. My brother will likely handle I*3085269, Entity Type: Entity For Profit, Name of OBA: RS Clubsport, LLC, Address: Lee's Summit, Missouri, 64064, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 12/09/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: Nothing just making sure that everything is titled properly. Asset Protection of Vehicles
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-23 |
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