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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-02-12
  • MN RA
    APPROVED
    Since 2016-02-12

Branch Locations

701 Xenia Ave S Ste 600, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dustin Kindl Edina MN 02/2013 Present
Northwestern Mutual Wealth Managment Company Milwaukee WI 06/2016 Present
  • 02/2013 → Present
    Dustin Kindl
    Edina, MN
  • 06/2016 → Present
    Northwestern Mutual Wealth Managment Company
    Milwaukee, WI
Other Businesses

1. SENIOR VICE / SECRETARY, WACONIA VFW AUXILIARY, 125 W FIRST ST, WACONIA, , MINNESOTA, 55387, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 6/13/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRIMARY DUTY IS TO FILL IN FOR THE PRESIDENT IN HER ABSENCE AS NEEDED; SECONDARY DUTIES ARE ATTENDING MONTHLY MEETINGS, VOTING ON MOTIONS AND PARTICIPATING IN VARIOUS COMMUNITY ACTIVITIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-05
  • S66 Uniform Combined State Law Examination
    2016-02-05
Other Names
  • Christine Anne Stubstad

View on SEC IAPD

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