Hugh Franklin Hale

Current Employers

Employment History

• 01/2011 → Present
  National Financial Services Group
  Jacksonville, FL
• 01/2011 → Present
  National Life Of Vermont
  Montpelier, VT
• 06/2014 → 09/2016
  Investors Capital Corporation
  Lynnfield, MA
• 09/2016 → 07/2021
  Capital Investment Group, Inc.
  Raeigh, NC
• 09/2016 → 07/2021
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 07/2021 → Present
  Kestra Investment Services, Llc
  Savannah, GA
• 07/2021 → Present
  Kestra Advisory Services, Llc
  Savannah, GA

Previous Registrations

• 2016-09-27 → 2021-07-29
  Capital Investment Advisory Services, Llc
  Savannah, GA
  Raleigh, NC
  Savannah, GA
  Savannah, GA
• 2014-07-02 → 2016-09-14
  Investors Capital Corp.
  Savannah, GA
  Lynnfield, MA
  Savannah, GA
  Lynnfield, MA
• 2011-02-22 → 2013-06-06
  Equity Services, Inc.
  Jacksonville, FL
  Savannah, GA
• 2007-11-07 → 2010-03-16
  Equitable Advisors, Llc
  Savannah, GA
  Savannah, GA
  Savannah, GA

Other Businesses

Busi Name: Kestra Advisory Services, LLC Invest Rel: Y Address: 5707 Southwest Pkwy, Bldg 2 ste 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/29/2021 Hrs per month: 81% - 90% (129 - 144 hrs) Hrs per month during trading hrs: 51% -60%(71 -84 hrs) Duties: Meet w/ clients, review investment portfolios, continue to update files as goals and needs change. quarterly reviews with current clients Busi Name:POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 220 SECURITIES TRADING HOURS: 200 START DATE: 07/29/2021 ADDRESS: 5 Oglethorpe professional Blvd., Savannah GA 31406, United States DESCRIPTION: Financial planning manage investment portfolios work with CPA/ attorney/ third party TPA review and communicate with clients Service all accounts and maintain account Busi Name: OXYGEN FINANCIAL TAX AND BUSINESS SERVICES, LLC POSITION: advisor/consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 07/29/2021 ADDRESS: 35 Old Canton Street, Alpharetta GA 30009, United States DESCRIPTION: Clients that have a need for business consulting but not for full financial plan. Busi Name:FINANCIAL ARCHITECTS OF THE LOW COUNTRY,LLC POSITION: Agent/owner NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2010 ADDRESS: 5 Oglethorpe professional Blvd., Savannah GA 31406, United States DESCRIPTION: Discuss with clients life insurance needs and objectives. Determine income replacement needs, estate planning tax needs, business buy sale arrangement funding etc. For professionals and executives we discuss gap coverage for LTD plans and provide solutions through individual Busi Name: HFH FINANCIAL INC. POSITION: owner/ agent NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/28/2016 ADDRESS: 5 Oglethorpe Professional Blvd.,suite 220, Savannah GA 31406, United States DESCRIPTION: provide health insurance and group disability products for Companies. Review renewal rates, shop rates for more competitive prices. Service Clients with questions or issues with pharmacies etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-19
• S63 Uniform Securities Agent State Law Examination
  2003-08-01

Other Names

• Hugh Franklin Hale