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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-04-19 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | 03/2022 |
| Doug Drenckpohl | Denver | CO | 05/2018 | 04/2025 |
| Assetmark Financial Holdings, Inc. | Golden | CO | 03/2022 | Present |
| Assetmark Brokerage, Llc | Golden | CO | 03/2022 | Present |
| Sii Investments, Inc | Appleton | WI | 08/2010 | 02/2018 |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 03/2022 - 160 HRS / MONTHLY, CHANNEL PRODUCT MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-27 |
| S65 | Uniform Investment Adviser Law Examination | 2006-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
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