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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-06-09 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Waddell, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Phoenix | AZ | 05/2016 | 05/2017 |
| Assetmark Brokerage, Llc | Waddell | AZ | 05/2017 | Present |
| Assetmark Financial Holdings, Inc | Waddell | AZ | 05/2017 | Present |
| Lucid Vortex | Waddell | AZ | 10/2025 | Present |
1) ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 05/2017 - 160 HRS / MONTHLY - NEW BUSINESS SENIOR CASE MANAGER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2) LUCID VORTEX - NOT INVESTMENT-RELATED - IN WADDELL, AZ - AN APP TO HELP PEOPLE LEARN HOW TO LUCID DREAM - OWNER - START DATE 10/2025 - 20 HRS/ MONTHLY - 0 HOURS DURING SECURITY TRADING HOURS - TO MODERATE APP AND RECONCILE BUSINESS EXPENSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-31 |
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