Shaun Michael Clements

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-07-22

IL RA
APPROVED

Since 2010-07-22

Branch Locations

Lake Zurich, IL • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings, Inc.	Lake Zurich	IL	09/2013	Present
Assetmark Brokerage, Llc	Lake Zurich	IL	08/2014	Present
Assetmark, Inc.	Lake Zurich	IL	09/2013	Present

09/2013 → Present

Assetmark Financial Holdings, Inc.

Lake Zurich, IL
08/2014 → Present

Assetmark Brokerage, Llc

Lake Zurich, IL
09/2013 → Present

Assetmark, Inc.

Lake Zurich, IL

Previous Registrations

2007-10-01 → 2010-06-03

Equitable Advisors, Llc

Oak Brook, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2013 - 160 HRS / MONTHLY, SENIOR BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-29

S66 Uniform Combined State Law Examination

2006-09-29

Other Names

Shaun Micheal Clements

View on SEC IAPD