Shaun Michael Clements

Employer firm

Assetmark, Inc. CRD 109018

$91.8B regulatory AUM 220,268 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-07-22

IL RA
APPROVED

Since 2010-07-22

Branch Locations

Lake Zurich, IL • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Financial Holdings, Inc.	Lake Zurich	IL	09/2013	Present
Assetmark Brokerage, Llc	Lake Zurich	IL	08/2014	Present
Assetmark, Inc.	Lake Zurich	IL	09/2013	Present

09/2013 → Present

Assetmark Financial Holdings, Inc.

Lake Zurich, IL
08/2014 → Present

Assetmark Brokerage, Llc

Lake Zurich, IL
09/2013 → Present

Assetmark, Inc.

Lake Zurich, IL

Previous Registrations

2007-10-01 → 2010-06-03

Equitable Advisors, Llc

Oak Brook, IL

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2013 - 160 HRS / MONTHLY, SENIOR BUSINESS DEVELOPMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-29

S66 Uniform Combined State Law Examination

2006-09-29

Other Names

Shaun Micheal Clements

View on SEC IAPD