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Bruce Anderson Smith

Transamerica Financial Advisors, LLC

Thousand Oaks, CA

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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-07
  • CA RA
    APPROVED
    Since 2025-02-07

Branch Locations

515 Marin Street Suite 408, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Thousand Oaks CA 02/2025 Present
Wfgia Thousand Oaks CA 09/2024 Present
Confidence Wealth Management Llc Los Angeles CA 06/2022 01/2024
Premier Financial Group Inc. Eureka CA 01/2002 08/2020
Retired Brentwood CA 09/2020 05/2022
Unemployed Brentwood CA 02/2024 08/2024
  • 02/2025 → Present
    Transamerica Financial Advisors, Inc
    Thousand Oaks, CA
  • 09/2024 → Present
    Wfgia
    Thousand Oaks, CA
  • 06/2022 → 01/2024
    Confidence Wealth Management Llc
    Los Angeles, CA
  • 01/2002 → 08/2020
    Premier Financial Group Inc.
    Eureka, CA
  • 09/2020 → 05/2022
    Retired
    Brentwood, CA
  • 02/2024 → 08/2024
    Unemployed
    Brentwood, CA
Previous Registrations
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-09
  • S65 Uniform Investment Adviser Law Examination
    2007-11-09

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA

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