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Daniel Christopher O'BRien

Fisher Investments

San Mateo, CA

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2023-08-15
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2023-08-15

Branch Locations

1450 Fashion Island Boulevard Suite 300, San Mateo, CA 94404 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments San Mateo CA 06/2018 Present
Self-Employed New York NY 01/2013 03/2018
  • 06/2018 → Present
    Fisher Investments
    San Mateo, CA
  • 01/2013 → 03/2018
    Self-Employed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-21
S66 Uniform Combined State Law Examination 2010-04-30
S63 Uniform Securities Agent State Law Examination 2002-10-28
  • S65 Uniform Investment Adviser Law Examination
    2018-09-21
  • S66 Uniform Combined State Law Examination
    2010-04-30
  • S63 Uniform Securities Agent State Law Examination
    2002-10-28
Other Names
  • Daniel Christopher O'BRien
  • Daniel Christopher Obrien

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · WOODSIDE, CA

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