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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-23 |
Branch Locations
9378 Wilshire Blvd Ste 100, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Bank | Los Angeles | CA | 10/2015 | 07/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 10/2017 | 01/2019 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 12/2023 | Present |
| Jpmorgan Chase Bank, Na. | Los Angeles | CA | 07/2023 | Present |
| East West Bank | Beverly Hills | CA | 07/2025 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Beverly Hills | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-08 |
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