David Lloyd Anderson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → Present
  Lpl Financial Llc
  Greenwood Village, CO

Previous Registrations

• 2005-11-15 → 2008-01-29
  Hfg Advisors
  Greenwood Village, CO
• 2005-04-11 → 2005-10-17
  Walnut Street Securities, Inc.
  Aurora, CO
• 2003-07-01 → 2004-11-22
  Centric Investment Group Inc
  Englewood, CO

Other Businesses

1) 7/20/2015: PROSPERION FINANCIAL ADVISORS - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 07/20/2015 - 160 HOURS PER MONTH/7 HOURS DURING SECURITIES TRADING. 2) 10/2/2015: Anderson Financial, Inc. - Investment Related - At reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 09/29/2015 - 0 Hours Per Month - Co-owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-04-26
• S63 Uniform Securities Agent State Law Examination
  2002-07-12