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Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-02
  • FL RA
    APPROVED
    Since 2026-01-02

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

6750 N. Andrews Ave Suite 200, Fort Lauderdale, FL 33309 • United States

5850 Coral Ridge Unit 303, Coral Springs, FL 33076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 09/2014 Present
J.W. Cole Advisors, Inc. Tampa FL 09/2014 Present
  • 09/2014 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 09/2014 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2003-07-17 → 2014-09-24
    Msi Financial Services, Inc.
    Plantation, FL
    Plantation, FL
    Fort Lauderdale, FL
  • 2002-06-13 → 2003-05-22
    Plantation, FL
Other Businesses

1) INDEPENDENT INSURANCE AGENT - FROM BUSINESS ADDRESS - LONG-TERM CARE - 2 SEC HRS PER WEEK SINCE 08/2013 2) A. SCOTT BELANGER D/B/A MYRIAD CAPITAL B. 6750 N ANDREWS AVE, SUITE 200, FORT LAUDERDALE, FL 33309 C. FINANCIAL PLANNING D. VICE PRESIDENT E. 9/27/2014 F. 40 HOURS G. 4O HOURS DURING TRADING HOURS H. PROVIDING FINANCIAL PLANNING SERVICES I. OFFICER/DIRECTOR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-11
  • S66 Uniform Combined State Law Examination
    2002-06-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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