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Marlene Khoury Haddad

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-10-23
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. West Hartford CT 10/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Hartford CT 10/2009 Present
Bank Of America, N.A. West Hartford CT 04/2011 Present
Previous Registrations
  • 2005-05-26 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Hartford, CT
    Hartford, CT
    Hartford, CT
    Hartford, CT
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-25
S63 Uniform Securities Agent State Law Examination 2002-06-25
  • S66 Uniform Combined State Law Examination
    2005-05-25
  • S63 Uniform Securities Agent State Law Examination
    2002-06-25

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
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