Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-02-02 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
2200 Rimland Drive Suite 105, Bellingham, WA 98226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Bellingham | WA | 01/2002 | Present |
| Morgan Stanley Smith Barney | Bellingham | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-03 |
Reach out to this advisor