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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D. E. Shaw & Co., L.P. | New York | NY | 02/2006 | 10/2018 |
| Unemployed | Keene | NH | 11/2018 | 08/2024 |
| Lpl Financial Llc | Keene | NH | 08/2024 | Present |
1) 08/2024 - HOULE WEALTH MANAGEMENT / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) - 160 Hrs per month - 100% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-22 |
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