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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-20 |
Branch Locations
12 Dawson Market Way Suite 240, Dawsonville, GA 30534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 08/2016 | 01/2017 |
| E*Trade Capital Management Llc | Alpharetta | GA | 08/2016 | 01/2017 |
| E*Trade Securities Llc | Alpharetta | GA | 01/2017 | 02/2019 |
| E*Trade Capital Management Llc | Alpharetta | GA | 01/2017 | 02/2019 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2019 | 02/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2019 | 02/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Capital Management Llc | Alpharetta | GA | 02/2020 | 06/2020 |
| E*Trade Securities Llc | Alpharetta | GA | 06/2020 | 03/2026 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2020 | 03/2026 |
| Morgan Stanley | Alpharetta | GA | 03/2023 | 03/2026 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | 03/2026 |
| Merrill Lynch, Pierce, Fenner & Smith, Inc | Alpharetta | GA | 03/2026 | 05/2026 |
| Bank Of America, N.A. | Alpharetta | GA | 04/2026 | 05/2026 |
| Charles Schwab & Co., Inc. | Dawsonville | GA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-23 |
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