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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-08-20
  • GA RA
    APPROVED
    Since 2026-08-20

Branch Locations

12 Dawson Market Way Suite 240, Dawsonville, GA 30534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 08/2016 01/2017
E*Trade Capital Management Llc Alpharetta GA 08/2016 01/2017
E*Trade Securities Llc Alpharetta GA 01/2017 02/2019
E*Trade Capital Management Llc Alpharetta GA 01/2017 02/2019
E*Trade Securities Llc Alpharetta GA 02/2019 02/2020
E*Trade Capital Management Llc Alpharetta GA 02/2019 02/2020
E*Trade Securities Llc Alpharetta GA 02/2020 06/2020
E*Trade Capital Management Llc Alpharetta GA 02/2020 06/2020
E*Trade Securities Llc Alpharetta GA 06/2020 03/2026
E*Trade Capital Management Llc Alpharetta GA 06/2020 03/2026
Morgan Stanley Alpharetta GA 03/2023 03/2026
Morgan Stanley Alpharetta GA 09/2023 03/2026
Merrill Lynch, Pierce, Fenner & Smith, Inc Alpharetta GA 03/2026 05/2026
Bank Of America, N.A. Alpharetta GA 04/2026 05/2026
Charles Schwab & Co., Inc. Dawsonville GA 08/2026 Present
  • 08/2016 → 01/2017
    E*Trade Securities Llc
    Alpharetta, GA
  • 08/2016 → 01/2017
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 01/2017 → 02/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2017 → 02/2019
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 02/2019 → 02/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 02/2019 → 02/2020
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 02/2020 → 06/2020
    E*Trade Securities Llc
    Alpharetta, GA
  • 02/2020 → 06/2020
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 06/2020 → 03/2026
    E*Trade Securities Llc
    Alpharetta, GA
  • 06/2020 → 03/2026
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2023 → 03/2026
    Alpharetta, GA
  • 09/2023 → 03/2026
    Alpharetta, GA
  • 03/2026 → 05/2026
    Merrill Lynch, Pierce, Fenner & Smith, Inc
    Alpharetta, GA
  • 04/2026 → 05/2026
    Bank Of America, N.A.
    Alpharetta, GA
  • 08/2026 → Present
    Dawsonville, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-28
S63 Uniform Securities Agent State Law Examination 2006-06-23
  • S66 Uniform Combined State Law Examination
    2016-10-28
  • S63 Uniform Securities Agent State Law Examination
    2006-06-23
Other Names
  • Thomas R Woddail
  • Tom Woddail

View on SEC IAPD

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