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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-23
GA RA APPROVED 2024-08-23
  • FL RA
    APPROVED
    Since 2024-08-23
  • GA RA
    APPROVED
    Since 2024-08-23

Branch Locations

135 Prominence Ct Suite 140, Dawsonville, GA 30534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brown Shoe Company, Factory Brand Shoes Dawsonville GA 08/1996 04/2020
Triad Advisors Inc Norcross GA 12/2010 08/2024
Osaic Wealth, Inc. Alpharetta GA 08/2024 Present
  • 08/1996 → 04/2020
    Brown Shoe Company, Factory Brand Shoes
    Dawsonville, GA
  • 12/2010 → 08/2024
    Triad Advisors Inc
    Norcross, GA
  • 08/2024 → Present
    Alpharetta, GA
Previous Registrations
  • 2010-12-08 → 2024-08-23
    Triad Advisors Llc
    Alpharetta, GA
    Alpharetta, GA
    Atlanta, GA
    Cumming, GA
  • 2007-06-27 → 2010-10-21
    Signator Investors, Inc.
    Alpharetta, GA
    Atlanata, GA
Other Businesses

1. VARIOUS INSURANCE COMPANIES POSITION: advisor NATURE: insurance, health INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2010 ADDRESS: 1200 Old Alpharetta Road, Alpharetta GA 30005 DESCRIPTION: health insurance and life insurance 2. NET WEALTH MGMT POSITION: advisor NATURE: pass through account INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: 1200 Old Alpharetta Road, Alpharetta GA 30005 DESCRIPTION: advisor 3. FUNDAMENTAL WEALTH ADVISORS POSITION: owner NATURE: advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2018 ADDRESS: 1200 Old Alpharetta Rd, Alpharetta GA 30005 DESCRIPTION: financial advisor, asset allocations, budgeting 4. FUNDAMENTAL WEALTH ADVISORS POSITION: owner NATURE: advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2018 ADDRESS: 135 Prominence Ct, Suite 140, Alpharetta GA 30534, United States DESCRIPTION: financial advisor, asset allocations, budgeting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
  • S66 Uniform Combined State Law Examination
    2007-03-02
Designations

View on SEC IAPD

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