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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-23 |
| GA | RA | APPROVED | 2024-08-23 |
Branch Locations
135 Prominence Ct Suite 140, Dawsonville, GA 30534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brown Shoe Company, Factory Brand Shoes | Dawsonville | GA | 08/1996 | 04/2020 |
| Triad Advisors Inc | Norcross | GA | 12/2010 | 08/2024 |
| Osaic Wealth, Inc. | Alpharetta | GA | 08/2024 | Present |
1. VARIOUS INSURANCE COMPANIES POSITION: advisor NATURE: insurance, health INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2010 ADDRESS: 1200 Old Alpharetta Road, Alpharetta GA 30005 DESCRIPTION: health insurance and life insurance 2. NET WEALTH MGMT POSITION: advisor NATURE: pass through account INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: 1200 Old Alpharetta Road, Alpharetta GA 30005 DESCRIPTION: advisor 3. FUNDAMENTAL WEALTH ADVISORS POSITION: owner NATURE: advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2018 ADDRESS: 1200 Old Alpharetta Rd, Alpharetta GA 30005 DESCRIPTION: financial advisor, asset allocations, budgeting 4. FUNDAMENTAL WEALTH ADVISORS POSITION: owner NATURE: advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 08/01/2018 ADDRESS: 135 Prominence Ct, Suite 140, Alpharetta GA 30534, United States DESCRIPTION: financial advisor, asset allocations, budgeting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
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