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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-03-29 |
Branch Locations
139 Prominence Ct, Suite 140, Dawsonville, GA 30534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exchange Propertiees Llc | Duluth | GA | 09/2002 | Present |
| Lpl Financial Llc | Dawsonville | GA | 12/2011 | Present |
| Independent Financial Partners | Dawsonville | GA | 12/2011 | 03/2019 |
1. 10/30/2013 - RBI CAPITAL, LLC - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - Business Entity For Tax/Investment Purposes Only - Accounting entity only - not marketed to the public.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-23 |
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