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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-02-14 |
Branch Locations
6372 Highway 53 E, Dawsonville, GA 30534 • United States
558 Industrial Blvd, Ellijay, GA 30540-3786 • United States
4365 Browns Bridge Rd, Cumming, GA 30041-4554 • United States
1015 Buford Rd, Cumming, GA 30041-2719 • United States
206 Morrison Moore Pkwy W, Dahlonega, GA 30533-1400 • United States
109 Hwy 53 West, Dawsonville, GA 30534 • United States
118 Whitfield Dr, Jasper, GA 30143-4841 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Community Bank | Dawsonville | GA | 02/2005 | Present |
| Invest Financial Corp | Dawsonville | GA | 07/2009 | 02/2018 |
| Lpl Financial Llc | Cumming | GA | 02/2018 | Present |
1. 07/31/2024 - UNITED COMMUNITY ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-01 |
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