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17605 Wright St, Omaha, NE 68130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Cove | NY | 04/2014 | 05/2018 |
| Bank Of America, N.A. | Glen Cove | NY | 04/2014 | 05/2018 |
| Orion Advisor Technology, Llc | Omaha | NE | 05/2020 | Present |
| Asgard Regulatory Group | Bohemia | NY | 12/2019 | 01/2020 |
| Unemployed | Kings Park | NY | 01/2020 | 05/2020 |
| Cjm Wealth Management | Deer Park | NY | 05/2018 | 11/2019 |
| Orion Portfolio Solutions | Omaha | NE | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-08 |
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