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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-01-30 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2010-12-03 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Lenexa | KS | 05/2005 | Present |
| Wells Fargo Advisors Llc | St. Louis | MO | 11/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | Present |
NOVELIST/AUTHOR/SPEAKER, ST LOUIS MO; NOT INVESTMENT RELATED; 05/2005, LESS THAN 20 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS. AUTHOR; NON INV-RELATED; ST LOUIS, MO; THE UNITED CORPS BOOK; START: 12/7/18; 25 HRS/MO; 0 DURING TRADING. AUTHOR; NON INV-RELATED; ST LOUIS, MO; OFFICERS TRAINING SCHOOL BOOK; START: 12/13/18; 20 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-20 |
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